A global financial services leader, for over 20 years, Mr. Laksh Vaswani has specialized in Global Portfolio Program Management, risk management, operational efficiency, and regulatory strategy across Trust Business, Custody, and Securities Lending. He drives large-scale transformations, remediates complex regulatory issues, and implements efficiency-driven automation while ensuring compliance with OCC, NYDFS, FRB, and other regulatory authorities.

At MUFG, he spearheaded automation initiatives saving 6,000+ hours annually, optimizing risk controls through Microsoft 365 & Power Automate while maintaining strong governance. He partnered with the Risk, Compliance, and Legal teams to enhance regulatory positioning, streamline risk controls, and drive operational efficiencies. He played a key role in MRA remediation and risk framework redesign, ensuring compliance while balancing business objectives.

With a track record of turning around at-risk projects, he was entrusted to lead high-stakes, high-risk global initiatives at Morgan Stanley, BNY Mellon, NYSE, Thomson Reuters, and USAA. Recognized as a BNY Mellon Star Award Winner, he was known as the “James Bond” of mission-critical projects, parachuting into challenging situations to resolve regulatory and operational crises. His work spans fund finance, treasury, and trading desks, ensuring streamlined operations while navigating complex regulatory landscapes.

Beyond risk and efficiency, he is passionate about mentorship and leadership development. He has guided professionals across diverse functions, fostering a culture of learning, adaptability, and resilience. His leadership philosophy is rooted in collaboration, challenging outdated models, and driving continuous improvement to future-proof businesses.

As a bestselling author, he co-authored Pivotal Leadership: A Masterclass in Innovation and Persuasion, sharing insights on leading change, influencing high-stakes decisions, and driving innovation. His thought leadership has been featured in Securities Finance Times, NJ.com, and industry forums, shaping discussions on regulatory trends and financial innovation.

He actively volunteers and contributes to community-driven initiatives and believe in servant leadership, where resilience, integrity, and learning drive long-term success.
With experience spanning North America, the UK, EMEA, APAC, and the Middle East, he helps organizations achieve sustainable growth, optimize risk, and drive regulatory excellence. His mission is to bridge the gap between compliance and business success, ensuring companies thrive in an evolving financial landscape.